BDL Compliance Consulting has extensive experience with expert witness engagements and testimony having been involved in more than 50 cases concerning a wide array of securities industry issues and topics. We have also received special training and education in giving testimony. Some of the issues we have addressed as an expert witness include but are not limited to the following: Insider Trading, Ponzi Schemes, Due Diligence, Suitability, Fraud, Fiduciary Duties, Best Execution, Commission Disputes, Policies & Procedures, Outside Business Activities, Directed Brokerage & Commission Recapture Programs, Wrap Fees, Books & Records, Brokerage Operations, Industry Practices & Customs, Form U-4 and Form U-5 Disclosure. Some of the securities and product types that we have addressed as an expert witness include but are not limited to: Equities, Options, Fixed Income, Private Placements, Mutual Funds, Variable Annuities, Hedge Funds, and Commodity Pools. Additionally, we function not only as an expert witness but also as an advisor with these engagements, noting issues, rules, regulations and industry practices that may have been overlooked. Many of the cases we have been engaged with also require written reports that can be provided upon request.